Whole Section

  • 5A.5 — Position Accounts carrying positions for more than one beneficial owner

    • 5A.5.2

      If the Position Account holder does not want the identity of any underlying beneficial owner and/or any controlling party of such account to be disclosed to its carrying Clearing Member, the Position Account holder may apply to the CDP, through its carrying Clearing Member, to provide such information as CDP may require directly to CDP.

      Added on 1 July 20161 July 2016.