Whole Section

  • 6A.14 Under-Margined Accounts

    • 6A.14.1

      Each Clearing Member shall immediately notify CDP when any account does not comply with the Customer Required Margins by an amount which exceeds its aggregate resources, except that no notification is required for the Clearing Member's own proprietary House Account.

      Added on 23 January 200923 January 2009.

    • 6A.14.2

      CDP may require the Clearing Member to submit to CDP information pertaining to any matter in such form and within such time as may be stipulated by CDP.

      Added on 23 January 200923 January 2009.