SGX Rulebooks
-
Mainboard Rules
- Definitions and Interpretation
- Chapter 1 Introduction
- Chapter 2 Equity Securities
- Chapter 3 Debt Securities
- Chapter 4 Investment Funds
- Chapter 5 Structured Warrants
- Chapter 6 Prospectus, Offering Memorandum and Introductory Document
- Chapter 7 Continuing Obligations
- Chapter 8 Changes in Capital
- Chapter 9 Interested Person Transactions
- Chapter 10 Significant Transactions
- Chapter 11 Takeovers
- Chapter 12 Circulars, Annual Reports and Electronic Communications
- Chapter 13 Trading Halt, Suspension and Delisting
- Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
- Appendices
- Practice Notes
- Report of the Committee and Code of Corporate Governance
-
Catalist Rules
- Definitions and Interpretation
- Chapter 1 Introduction
- Chapter 2 Sponsors
- Chapter 3 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange
- Chapter 4 Equity Securities
- Chapter 5 Reserved
- Chapter 6 Reserved
- Chapter 7 Continuing Obligations
- Chapter 8 Changes in Capital
- Chapter 9 Interested Person Transactions
- Chapter 10 Significant Transactions
- Chapter 11 Takeovers
- Chapter 12 Circulars, Annual Reports and Electronic Communications
- Chapter 13 Trading Halt, Suspension and Delisting
- Chapter 14 Transition Rules
- Appendices
- Practice Notes
- Code of Corporate Governance 2012
- Code of Corporate Governance 2018
-
SGX-ST Rules
- Chapter 1 General
- Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives
- Chapter 3 Capital and Financial Requirements
- Chapter 4 Operational Requirements
- Chapter 5 Trading Practices and Conduct
- Chapter 6 Designated Market-Makers
- Chapter 7 Listing and Quotation
- Chapter 8 Trading
- Chapter 9 Settlement
- Chapter 10 Requirements on Specific Securities and Futures Contracts
- Chapter 11 Cancellation of Contracts and Trades
- Chapter 12 Supervision and Enforcement
- Chapter 13 Definitions and Interpretation
- Directives
- Regulatory Notices
- Practice Notes
- Schedule A
-
CDP Clearing Rules
- Rule 1 — Application and Definitions
- Rule 2 — Administration
- Rule 3 — Membership
- Rule 4 — Appointment of Chief Executive Officers and Directors
- Rule 5 — Financial/Capital Requirements
- Rule 5A — Position Accounts
- Rule 6 — Clearing and Settlement between Clearing Members and CDP
- Rule 6A — Margin Requirements
- Rule 6B — Collateral
- Rule 6C — Payments
- Rule 7 — Clearing Fund
- Rule 8 — Default Rules
- Rule 9 — Suspension or Restriction
- Rule 10 — Liabilities
- Rule 11 — Supervisory Rules
- Rule 12 — Foreign Market Links
- Rule 13 — General
- Rule 14 — Transitional Provisions
- Appendices
- Regulatory Notices to CDP Clearing Rules
- Practice Notes
- Schedules
-
CDP Settlement Rules
- Rule 1 General
- Rule 2 Settlement Participation
- Rule 3 Settlement Facilities
- Rule 4 Settlement Instructions
- Rule 5 Arrangements for Money Settlement
- Rule 6 Arrangements for Securities Settlement
- Rule 7 Settlement
- Rule 8 Matters relating to a Settlement Participant who is a Defaulting Clearing Member
- Rule 9 Definitions
- Regulatory Notices
- Practice Note
- Schedule A
-
DVP Rules [Entire Rulebook has been deleted]
- Rule 1 — Application and Definitions
- Rule 2 — Applications for Participation and Participation Criteria
- Rule 3 — Legal Relationships and Legal Effect of DVP Instructions
- Rule 4 — Legal Relationships Between Depository Agent and Principal
- Rule 5 — Time-Table for Sending of Instructions and Payment
- Rule 6 — Cancellation of Instructions
- Rule 7 — Money Settlement
- Rule 8 — The Settlement Bank
- Rule 9 — Termination of Principal and Its DA
- Rule 10 — The Clearing Bank
- Rule 11 — Termination of the Settlement Bank
- Rule 12 — Securities Settlement
- Rule 13 — Block Trades
- Rule 14 — DVP Rules
- Rule 15 — Fees and Interest
- Rule 16 — Books and Records of the DA
- Rule 17 — Statements and Reports
- Rule 18 — Suspension of DVP Settlement
- Rule 19 — Liabilities of CDP
- Rule 20 — Disclosure
- Rule 21 — Notices
- Rule 22 — Communications in DVP Settlement
- Rule 23 — General
- Annexes
- DVP Procedures Handbook
-
CDP Depository Rules
- 1 Application
- 2 Admission Criteria for Depository Agents
- 3 Resignation by Depository Agent
- 4 Deposit and Withdrawal of Securities
- 5 Securities Account
- 6 Duties of Depository Agents
- 7 Transactions and Confirmation Notes
- 8 Sub-Accounts
- 9 Undertakings of the Depository Agent
- 10 Termination
- 11 Fees and Expenses
- 12 Violation of CDP Rules and Default under CDP Clearing Rules
- 13 Liability
- 14 Indemnity
- 15 General
- 16 Applicable Law
- 17 Definitions and Interpretation
-
Futures Trading Rules
- Chapter 1 General Matters
- Chapter 2 Access and Membership
- Chapter 3 Conduct of Members, Approved Traders and Representatives
- Chapter 4 Listing and Trading of Contracts
- Chapter 5 Physical Delivery
- Chapter 6 Dispute Resolution and Arbitration
- Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
- Chapter 8 Definitions and Interpretation
- Chapter 9 Transitional Provisions
- Regulatory Notices
- Practice Notes
- Schedules
-
SGX-DC Clearing Rules
- Chapter 1 Application of Rules
- Chapter 2 Clearing Membership
- Chapter 3 Committees
- Chapter 4 Enforcement of Rules
- Chapter 5 Arbitration
- Chapter 6 Delivery and Related Matters
- Chapter 7 Clearing and Margins
- Chapter 7A Suspension and Default
- Chapter 7B Payments
- Chapter 8 Mutual Offset System
- Chapter 9 Definitions and Interpretation
- Chapter 10 Transitional Provisions
- Directives
- Practice Notes
- Appendices
- Schedules
-
SIAC DT Arbitration Rules
- Circular No. DT/AM 69 of 2005
- Appendix 1 Guide to Administration of Arbitration by SIAC
- Annex A Schedule of Fees
- Annex B SIAC SGX-DT Arbitration Rules — effective 1 July 2005
- Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre
- Form A Submission to Arbitration
- Form B Notice of Arbitration
- Form C Response Form
-
SIAC DC Arbitration Rules
- Circular No. DC/CCM — 15 of 2006 Circular No. DC/CCM — 15 of 2006 Guide to Arbitration of Disputes by The Singapore International Arbitration Centre (SIAC)
- Appendix 1 Administration of Arbitration by SIAC
- Annex A Schedule of Fees
- Annex B SIAC SGX-DC Arbitration Rules (effective — April 2006)
- Annex C Frequently Asked Questions About Arbitration and the Singapore International Arbitration Centre
- Form A Submission to Arbitration
- Form B Notice of Arbitration
- Form C Response Form
- Archive
- Rule Amendments