‹ 1316 Part I Scope of Chapter › Chapter 14 Disciplinary and Appeals Procedures, and Enforcement Powers of the Exchange Part I Scope of Chapter 1401 1402 Part II Types of Committees Disciplinary Committee Appeals Committee Part III Administrative and Enforcement Powers of the Exchange 1405 1405A Queries Investigations Composition offers Part IV Disciplinary Proceedings Initiation of proceedings The hearing The written grounds of the Disciplinary Committee and sanctions Post-hearing Part V Appeals Initiation of proceedings The hearing The written grounds of the Appeals Committee and sanctions Post-hearing Part VI Miscellaneous Matters Confidentiality Irregularities Exclusion of liability Composition sums, fines and costs and Compliance Fund ‹ 1316 Part I Scope of Chapter ›
