9.1.3

A Securities Account must be maintained with CDP by or for customers who trade in securities or deliverable futures contracts that are designated by CDP as eligible for clearing and by or for each Trading Member who trades in such securities or futures contracts for their own account. The Securities Account may be maintained directly with CDP or through a depository agent.

Amended on 3 April 20083 April 2008, 8 October 20188 October 2018 and 10 December 201810 December 2018.