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  • SGX Rulebooks
    • Mainboard Rules
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    • CDP Clearing Rules
    • CDP Settlement Rules
    • DVP Rules [Entire Rulebook has been deleted]
    • CDP Depository Rules
    • Futures Trading Rules
      • Chapter 1 General Matters
      • Chapter 2 Access and Membership
        • 2. Overview of Access and Membership
          • 2.1 Access and Trading
          • 2.2 Classes of Membership
          • 2.3 Admission Criteria for Members
          • 2.4 Licensing and Credit Rating Requirements for Members, their Employees and Agents
          • 2.5 Financial Requirements for Members
          • 2.6 Technical Matters and Risk Management Controls
            • 2.6.1 Overview
            • 2.6.2 Controlling Access
            • 2.6.2A Adequacy of Systems
            • 2.6.3 Risk Management and Financial Controls
            • 2.6.4 Audit Trails and Records
            • 2.6.5 Accounting and Book-keeping
            • 2.6.6 Business Continuity Requirements
          • 2.7 Fit and Proper Requirements
          • 2.8 [Deleted]
          • 2.9 Member Register and Nomenclature
          • 2.10 Clearing Arrangement
          • 2.11 Membership Application
          • 2.12 Fees, Levies and Charges
          • 2.13 Registration of Approved Traders and Registered Representatives
          • 2.14 Change of Control of Members
          • 2.15 Resignation, Suspension and Termination of Members
      • Chapter 3 Conduct of Members, Approved Traders and Representatives
      • Chapter 4 Listing and Trading of Contracts
      • Chapter 5 Physical Delivery
      • Chapter 6 Dispute Resolution and Arbitration
      • Chapter 7 Adverse Events, Rule Violations and Disciplinary Action
      • Chapter 8 Definitions and Interpretation
      • Chapter 9 Transitional Provisions
      • Regulatory Notices
      • Practice Notes
      • Schedules
    • SGX-DC Clearing Rules
    • SIAC DT Arbitration Rules
    • SIAC DC Arbitration Rules
    • Archive
    • Rule Amendments
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Breadcrumb

  1. SGX Rulebooks
  2. Futures Trading Rules
  3. Chapter 2 Access and Membership
  4. 2. Overview of Access and Membership
  5. 2.6 Technical Matters and Risk Management Controls
  Versions

 
‹ 2.5.7 Requirements Relating to Preference Shares, Unsecured Loans and Others for General Trading Members 2.6.1 Overview ›

2.6 Technical Matters and Risk Management Controls

  • 2.6.1 Overview
  • 2.6.2 Controlling Access
  • 2.6.2A Adequacy of Systems
  • 2.6.3 Risk Management and Financial Controls
  • 2.6.4 Audit Trails and Records
  • 2.6.5 Accounting and Book-keeping
  • 2.6.6 Business Continuity Requirements
‹ 2.5.7 Requirements Relating to Preference Shares, Unsecured Loans and Others for General Trading Members 2.6.1 Overview ›
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