13.5.1

Past version: Effective up to 30 Jun 2016

A Trading Member or its Trading Representative must not:—

(1) accept a share in the profits of a customer's account or have any arrangement with a customer to share in the profits of the customer's account;
(2) have any arrangement with a third party to allocate profits or losses to a customer's account; or
(3) lead a customer to believe that the customer will not suffer loss as a result of opening an account or dealings.