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      • SGX-ST Rules
        • Definitions and Interpretation
        • Section A — General
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          • Chapter 11 — Capital and Financial Requirements
            • 11.1 Definitions and Interpretation
            • 11.1A Financial Requirement for Trading Members
            • 11.2 Base Capital Requirement [Rule has been deleted.]
              • 11.2.1
              • 11.2.2
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            • 11.2A [Rule has been deleted.]
            • 11.3 Financial Resources Requirement
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            • 11.7 Exposure to Single Customer
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            • 11.9 Margin Financing
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            • 11.11 Annual Financial Audit
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            • 11.14 Register of Connected Persons
          • Chapter 12 — Operational Requirements
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Breadcrumb

  1. SGX Rulebooks
  2. Archive
  3. SGX-ST Rules
  4. Section D — Regulatory Framework
  5. Chapter 11 — Capital and Financial Requirements
  6. 11.2 Base Capital Requirement [Rule has been deleted.]
  Versions

 
  • 18 May 2014
  • 19 May 2014 to 28 Dec 2014
  • 29 Dec 2014 to 21 Apr 2019
  • 22 Apr 2019
‹ 11.1A.1 11.2.1 ›

11.2 Base Capital Requirement

Past version: Effective from 29 Dec 2014 to 21 Apr 2019

This Rule 11.2 shall apply to a Trading Member that holds a Capital Markets Services Licence.

Amended on 19 May 201419 May 2014 and 29 December 201429 December 2014.

‹ 11.1A.1 11.2.1 ›
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