Past version: Effective up to 07 Oct 2018

A buying customer must look only to the Trading Member, who executes the trade, in relation to all obligations in connection with that trade, including delivery of securities or in the case of a deliverable Futures Contract, the relevant underlying. A buying customer must pay the Trading Member who executes the trade.

Amended on 3 April 20083 April 2008 and 23 January 200923 January 2009.