Whole Section

  • 11.4 Disciplinary Committee

    • 11.4.1

      The Disciplinary Committee shall comprise persons appointed by the SGX RegCo Board and shall not have a member who is, or who within three years of the proposed appointment date was, a director, officer or employee of:

      (1) SGX; or
      (2) any of SGX's related corporations.

      Amended on 15 September 201715 September 2017 and 3 June 20193 June 2019.

    • 11.4.7

      Procedures may be issued in relation to Disciplinary Committee proceedings. The procedures are binding on all the parties to the proceedings and may be varied by the Disciplinary Committee as provided in the procedures or these Clearing Rules. Where any matter is not dealt with by the procedures or these Clearing Rules, the Disciplinary Committee may establish its own procedures.

      Refer to the [Disciplinary Committee and Appeals Committee Handbook].

      Amended on 3 June 20193 June 2019.